Your career has created significant financial complexity. This profile helps us understand where you are, what you’ve built, and what matters most — so our first conversation is meaningful.
There are no right or wrong answers. This is about building a clear picture of your financial life so we can have a genuinely strategic conversation. Everything shared is strictly confidential.
Full Name
Date
Referred By
I.
Professional Profile
Profession / Role
Industry / Employer (optional)
Years in Current Role / Career Stage
Approximate Household Income
Primary compensation structure (check all that apply)
II.
Current Financial Picture
A high-level overview — we’ll go deeper together.
Approximate total investable assets (outside home / business)
Primary accounts / holdings (check all)
Do you have a large concentration in a single stock or asset?
Do you have significant outstanding debt? (check all)
How would you describe your current investment approach?
III.
Tax & Equity Complexity
High earners face outsized tax exposure. Understanding your situation helps us plan more strategically.
Are you subject to the Alternative Minimum Tax (AMT)?
Do you have unvested equity / upcoming liquidity events?
Do you currently utilize tax-advantaged strategies? (check all)
How satisfied are you with your current tax planning?
Very dissatisfiedVery satisfied
Any specific tax concerns or upcoming events we should know about?
IV.
Protection & Estate Planning
Do you have adequate disability income insurance?
Life insurance coverage
Estate planning documents in place (check all)
Do you have legacy or charitable giving goals?
V.
Goals & Priorities
Target retirement / financial independence age
Biggest financial concerns right now (select up to 3)
Rank your top 3 financial priorities (enter 1, 2, or 3 — leave blank if not applicable)
Tax minimization & efficiency
Accelerating wealth accumulation
Protecting what I’ve built
Achieving financial independence
Estate & legacy planning
Simplifying financial complexity
What would financial success look like for you in the next 5–10 years?
VI.
What You’re Looking For
What prompted you to explore working with an advisor now?
Have you worked with a financial advisor before?
What matters most in an advisor relationship? (check all)
Decision timeline
Thank you for completing this profile. Chris will review it personally before your conversation so we can make the most of our time together.
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Thank you — we’ll be in touch.
Your profile has been submitted. Chris will review it before your meeting and reach out shortly to confirm next steps. We look forward to a meaningful conversation.